SFC Licences of HUO Dengjin 霍登進
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 6 | 17 June 2022 | 26 June 2023 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 29 October 2021 | 26 June 2023 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 29 October 2021 | 26 June 2023 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 6 | 29 October 2021 | 17 June 2022 |
| UBS Securities Hong Kong Limited | RE | 6 | 05 September 2018 | 02 August 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 18 June 2013 | 06 June 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 June 2013 | 06 June 2016 |
| UBS Securities Hong Kong Limited | RE | 6 | 28 November 2012 | 09 April 2013 |