SFC Licences of KWOK Suet Ying Lily Vanessa 郭雪英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 08 July 2021 | |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 08 July 2021 | |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 12 November 2018 | 01 October 2019 |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 4 | 25 May 2018 | 27 September 2018 |
| State Street Securities Hong Kong Limited | RE | 1 | 22 April 2013 | 15 April 2016 |