SFC Licences of LO Pui Ki 勞佩琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 21 October 2019 | 25 November 2022 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 21 October 2019 | 25 November 2022 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 01 November 2016 | 25 November 2022 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 November 2016 | 25 November 2022 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 November 2016 | 25 November 2022 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 01 November 2016 | 25 November 2022 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 01 November 2016 | 29 August 2019 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 01 November 2016 | 29 August 2019 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 02 January 2013 | 28 April 2015 |