SFC Licences of SOU Alfred Ronald 仇夢軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 | RE | 1 | 19 September 2018 | 30 November 2021 |
| Asian Capital Limited 卓亞融資有限公司 | RE | 6 | 18 December 2017 | 30 November 2021 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 9 | 01 February 2016 | 08 December 2017 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 20 April 2015 | 08 December 2017 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 1 | 20 April 2015 | 08 December 2017 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 | RE | 1 | 22 April 2014 | 02 April 2015 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 | RE | 6 | 15 August 2013 | 02 April 2015 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 18 December 2012 | 25 May 2013 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 18 December 2012 | 25 May 2013 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 18 December 2012 | 25 May 2013 |