SFC Licences of LEE Kwok Wai 李國瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 13 December 2021 | 19 September 2022 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 13 December 2021 | 19 September 2022 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 03 December 2012 | 29 August 2019 |