SFC Licences of TOPPING Matthew George Peter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 August 2018 | 29 March 2023 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 01 August 2018 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 05 September 2017 | 24 May 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 05 September 2017 | 24 May 2018 |
| GFI (HK) Securities L.L.C. | RE | 7 | 06 December 2012 | 30 September 2014 |
| GFI (HK) Securities L.L.C. | RE | 1 | 06 December 2012 | 30 September 2014 |