SFC Licences of TOPPING Matthew George Peter

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 01 August 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 August 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 05 September 2017 24 May 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 05 September 2017 24 May 2018
GFI (HK) Securities L.L.C. RE 7 06 December 2012 30 September 2014
GFI (HK) Securities L.L.C. RE 1 06 December 2012 30 September 2014