SFC Licences of LIU Dongbo 劉東勃

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司
RE 4, 9 12 October 2017 30 July 2018
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 9 04 August 2017 30 August 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 28 March 2013 04 August 2017