SFC Licences of LIU Dongbo 劉東勃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 | RE | 9 | 12 October 2017 | 30 July 2018 |
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 | RE | 4 | 12 October 2017 | 30 July 2018 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RO | 9 | 04 August 2017 | 30 August 2017 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 28 March 2013 | 04 August 2017 |