SFC Licences of HARPER Anthony Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Axial Partners Limited | RO | 9 | 07 November 2017 | 30 April 2019 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 9 | 08 January 2016 | 09 March 2016 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 4 | 08 January 2016 | 09 March 2016 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 1 | 08 January 2016 | 09 March 2016 |
| BNY Mellon Managed Investments Limited | RO | 9 | 11 June 2013 | 30 September 2015 |
| BNY Mellon Managed Investments Limited | RO | 4 | 11 June 2013 | 30 September 2015 |
| BNY Mellon Managed Investments Limited | RO | 1 | 11 June 2013 | 30 September 2015 |