SFC Licences of HOU Yueyang 侯越洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RO | 2 | 10 December 2021 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RO | 1 | 24 September 2020 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 July 2019 | 06 May 2020 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 26 June 2017 | 10 December 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 26 June 2017 | 24 September 2020 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 30 June 2015 | 30 January 2018 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 30 June 2015 | 25 June 2017 |
| Capula Investment Management Asia Limited | RE | 1 | 17 September 2013 | 05 June 2015 |
| Capula Investment Management Asia Limited | RE | 9 | 04 March 2013 | 05 June 2015 |