SFC Licences of TANOUE Yuki 田上祐樹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 December 2023 | 07 December 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 13 October 2014 | 24 October 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 13 October 2014 | 24 October 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 13 March 2014 | 20 March 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 13 March 2014 | 20 March 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 29 January 2014 | 31 January 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 January 2014 | 31 January 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 March 2013 | 08 March 2013 |