SFC Licences of MORI Takahiro
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 20 November 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 18 July 2018 | 19 July 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 April 2016 | 20 April 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 April 2016 | 20 April 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 October 2015 | 15 October 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 October 2015 | 15 October 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 09 April 2015 | 10 April 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 April 2015 | 10 April 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 October 2014 | 22 October 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 October 2014 | 22 October 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 February 2014 | 18 February 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 February 2014 | 18 February 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 September 2013 | 06 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 September 2013 | 06 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 February 2013 | 23 February 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 February 2013 | 23 February 2013 |