SFC Licences of DAI Luqian 代露茜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 5 | 16 July 2021 | |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 4 | 16 July 2021 | |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 2 | 03 February 2021 | |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 03 February 2021 | |
| Central China International Futures Company Limited 中州國際期貨有限公司 | RE | 2 | 02 August 2018 | 11 January 2021 |
| Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 02 August 2018 | 11 January 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 27 April 2018 | 18 July 2018 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 15 January 2018 | 18 July 2018 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 16 July 2014 | 14 December 2017 |
| Gong Ping Futures Limited 公平期貨有限公司 | RE | 2 | 22 March 2013 | 05 June 2014 |
| Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 22 March 2013 | 05 June 2014 |