SFC Licences of SWAIN Thomas Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 06 December 2023 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 06 December 2023 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 06 December 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 20 May 2020 | 03 October 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 20 May 2020 | 03 October 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 13 March 2013 | 20 May 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 13 March 2013 | 20 May 2020 |