SFC Licences of ESCANO Lorenzo Lim
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oxbow Capital Management (HK) Limited | RE | 9 | 06 December 2019 | 03 March 2023 |
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 11 December 2018 | 15 November 2019 |
Marex HK Asia Limited | RE | 2 | 21 August 2014 | 22 March 2017 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 07 March 2014 | 18 July 2014 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 07 March 2014 | 18 July 2014 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 14 March 2013 | 30 November 2013 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 14 March 2013 | 30 November 2013 |