SFC Licences of LAU Wai Yan 劉偉恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Conrad Investment Services Limited | RO | 9 | 15 June 2021 | |
| Conrad Investment Services Limited | RE | 9 | 03 March 2021 | 15 June 2021 |
| Conrad Investment Services Limited | RO | 1 | 15 January 2020 | |
| Conrad Investment Services Limited | RE | 4 | 04 March 2019 | |
| Conrad Investment Services Limited | RE | 2 | 14 May 2018 | |
| Conrad Investment Services Limited | RE | 1 | 18 April 2018 | 15 January 2020 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 15 January 2018 | 04 April 2018 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 15 May 2017 | 04 April 2018 |
| Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 15 April 2013 | 20 April 2017 |
| Gong Ping Futures Limited 公平期貨有限公司 | RE | 2 | 15 April 2013 | 20 April 2017 |