SFC Licences of YEUNG Yuk Yan 楊毓仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Mouette Securities Company Limited 海盈證券有限公司	RO	9	18 March 2024
Mouette Securities Company Limited 海盈證券有限公司	RO	4	18 March 2024
Mouette Securities Company Limited 海盈證券有限公司	RO	1	18 March 2024
Mouette Securities Company Limited 海盈證券有限公司	RE	9	01 December 2023	18 March 2024
Mouette Securities Company Limited 海盈證券有限公司	RE	4	01 December 2023	18 March 2024
Mouette Securities Company Limited 海盈證券有限公司	RE	1	01 December 2023	18 March 2024
Prime Cdex Futures Limited 乾立亨期貨有限公司	RO	5	27 April 2022	27 November 2023
Prime Cdex Securities Limited 乾立亨證券有限公司	RO	4	27 April 2022	27 November 2023
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司	RE	9	06 April 2022	27 November 2023
Prime Cdex Futures Limited 乾立亨期貨有限公司	RO	2	17 December 2021	27 November 2023
Prime Cdex Securities Limited 乾立亨證券有限公司	RO	1	17 December 2021	27 November 2023
Prime Cdex Futures Limited 乾立亨期貨有限公司	RE	5	17 December 2021	27 April 2022
Prime Cdex Securities Limited 乾立亨證券有限公司	RE	4	17 December 2021	27 April 2022
Prime Cdex Securities Limited 乾立亨證券有限公司	RE	1	25 October 2021	17 December 2021
Up Up Securities Limited 上上證券有限公司	RO	1	05 March 2020	06 August 2021
Gong Ping Securities Limited 公平證券有限公司	RO	1	18 July 2017	20 June 2019
Gong Ping Futures Limited 公平期貨有限公司	RO	2	05 May 2017	20 June 2019
Gong Ping Securities Limited 公平證券有限公司	RE	1	22 April 2013	18 July 2017
Gong Ping Futures Limited 公平期貨有限公司	RE	2	22 April 2013	05 May 2017