SFC Licences of CAO Liyan 操礼艳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 05 August 2014 | 26 June 2015 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 05 August 2014 | 26 June 2015 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 28 March 2013 | 12 July 2014 |