SFC Licences of LIM Jie Ru Gillian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 1 | 10 March 2014 | 07 October 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 March 2014 | 07 October 2019 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 25 March 2013 | 07 March 2014 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 25 March 2013 | 07 March 2014 |