SFC Licences of LIU Yang 劉洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 30 June 2015 | 09 August 2016 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 4 | 15 July 2013 | 21 January 2015 |