SFC Licences of TAM Ho Kei 譚浩基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 9 | 15 March 2016 | 31 December 2018 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 15 March 2016 | 31 December 2018 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 1 | 15 March 2016 | 31 December 2018 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 09 March 2015 | 02 February 2016 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 19 January 2015 | 02 February 2016 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 19 January 2015 | 02 February 2016 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 19 January 2015 | 02 February 2016 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 07 August 2013 | 16 December 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 02 May 2013 | 16 December 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 02 May 2013 | 16 December 2014 |