SFC Licences of MOK Kwan Ho 莫鈞浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hantec Futures Limited 亨達期貨有限公司 | RE | 2 | 30 September 2022 | |
| Hantec Securities Co. Limited 亨達證券有限公司 | RE | 1 | 30 September 2022 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 24 January 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 August 2016 | 24 January 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 June 2015 | 02 October 2017 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 02 May 2013 | 15 September 2014 |