SFC Licences of YAMAGUCHI Miho
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 November 2022 | 28 November 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 November 2018 | 19 November 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 February 2018 | 08 February 2018 |
| Merrill Lynch Far East Limited | RE | 7 | 20 August 2013 | 28 April 2017 |
| Merrill Lynch Far East Limited | RE | 2 | 10 April 2013 | 28 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 April 2013 | 28 April 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 10 April 2013 | 28 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 10 April 2013 | 23 September 2013 |