SFC Licences of CHING Allison Pui Kee 程珮淇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 04 April 2018 | 29 March 2023 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 27 March 2018 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 02 May 2013 | 21 February 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 02 May 2013 | 21 February 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 02 May 2013 | 23 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 02 May 2013 | 23 November 2015 |