SFC Licences of LIU Steven
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 04 September 2023 | |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 4 | 25 April 2013 | 03 April 2015 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 25 April 2013 | 03 April 2015 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 2 | 25 April 2013 | 31 October 2014 |