SFC Licences of KWOK Wai Ting, Wendy 郭瑋婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mackenzie Investments Asia Limited | RE | 9 | 04 November 2019 | |
| Oasis Management (Hong Kong) | RE | 9 | 20 June 2018 | 20 February 2019 |
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 | RE | 9 | 29 May 2013 | 15 December 2017 |