SFC Licences of XU Ben 徐犇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 20 February 2023 | 24 February 2023 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 20 February 2023 | 24 February 2023 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 20 February 2023 | 24 February 2023 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 20 February 2023 | 24 February 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 22 May 2013 | 03 September 2016 |