SFC Licences of LOK Chun Kit 駱俊傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 6 | 16 December 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 12 February 2019 | 16 December 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 12 February 2019 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 12 February 2019 | |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 06 July 2015 | 29 June 2018 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 09 October 2014 | 06 June 2015 |
| Celestial Capital Limited 時富融資有限公司 | RE | 6 | 23 May 2013 | 29 August 2013 |
| Celestial Capital Limited 時富融資有限公司 | RE | 1 | 23 May 2013 | 29 August 2013 |