SFC Licences of ALLEN William David Macdonald
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 9 | 05 August 2021 | 15 December 2022 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 4 | 05 August 2021 | 15 December 2022 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 1 | 05 August 2021 | 15 December 2022 |
| BestEx Asia Limited | RE | 1 | 14 June 2019 | 22 July 2020 |
| Qantex Capital Markets Limited | RE | 2 | 17 November 2017 | 21 August 2018 |
| Qantex Capital Markets Limited | RE | 1 | 17 November 2017 | 21 August 2018 |
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 30 July 2015 | 22 September 2017 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 06 September 2013 | 22 September 2017 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 21 June 2013 | 21 June 2013 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 21 June 2013 | 21 June 2013 |