SFC Licences of TAM Yan Wang 譚恩泓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Future Securities Limited 未來證券有限公司 | RO | 9 | 21 March 2022 | |
Future Securities Limited 未來證券有限公司 | RO | 5 | 24 December 2019 | |
Future Securities Limited 未來證券有限公司 | RO | 4 | 24 December 2019 | |
Future Securities Limited 未來證券有限公司 | RO | 9 | 09 September 2019 | 27 March 2020 |
Future Securities Limited 未來證券有限公司 | RO | 2 | 11 December 2018 | |
Future Securities Limited 未來證券有限公司 | RO | 1 | 11 December 2018 | |
Future Securities Limited 未來證券有限公司 | RE | 2 | 29 August 2018 | 11 December 2018 |
Future Securities Limited 未來證券有限公司 | RE | 1 | 29 August 2018 | 11 December 2018 |
South China Securities Limited 南華證券投資有限公司 | RO | 1 | 30 January 2018 | 16 August 2018 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 24 May 2013 | 16 August 2018 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 24 May 2013 | 30 January 2018 |