SFC Licences of TAM Yan Wang 譚恩泓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Future Securities Limited 未來證券有限公司 RO 9 21 March 2022
Future Securities Limited 未來證券有限公司 RO 5 24 December 2019
Future Securities Limited 未來證券有限公司 RO 4 24 December 2019
Future Securities Limited 未來證券有限公司 RO 9 09 September 2019 27 March 2020
Future Securities Limited 未來證券有限公司 RO 2 11 December 2018
Future Securities Limited 未來證券有限公司 RO 1 11 December 2018
Future Securities Limited 未來證券有限公司 RE 2 29 August 2018 11 December 2018
Future Securities Limited 未來證券有限公司 RE 1 29 August 2018 11 December 2018
South China Securities Limited 南華證券投資有限公司 RO 1 30 January 2018 16 August 2018
South China Commodities Limited 南華期貨有限公司 RE 2 24 May 2013 16 August 2018
South China Securities Limited 南華證券投資有限公司 RE 1 24 May 2013 30 January 2018