SFC Licences of WU Lulu 吳璐璐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司	RE	9	31 August 2022
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RE	2	03 November 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	03 November 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	03 November 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	4	03 July 2018	09 October 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	03 July 2018	09 October 2020
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	03 October 2017	27 December 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	27 December 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	29 March 2017	02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司	RE	4	29 March 2017	02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司	RE	1	13 March 2014	02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	14 January 2014	02 October 2017
Sino Capital Securities Limited 國順證券有限公司	RE	1	28 June 2013	05 August 2013