SFC Licences of YEUNG Sau Yin 楊秀賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 October 2020 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 27 October 2020 | |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 18 November 2019 | 12 December 2019 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 18 November 2019 | 12 December 2019 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 18 November 2019 | 12 December 2019 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 17 October 2019 | 12 December 2019 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 23 October 2017 | 28 July 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 June 2013 | 12 June 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 June 2013 | 12 June 2017 |