SFC Licences of CHOI Pok Man 蔡博汶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 06 January 2014 | 19 November 2014 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 07 June 2013 | 19 November 2014 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 07 June 2013 | 19 November 2014 |