SFC Licences of LUO I-Fang 羅翊方
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 25 April 2018 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 5 | 05 May 2016 | 16 March 2018 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 05 May 2016 | 16 March 2018 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 21 March 2016 | 16 March 2018 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 21 March 2016 | 16 March 2018 |
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 08 July 2013 | 08 November 2013 |
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 08 July 2013 | 08 November 2013 |