SFC Licences of CHAN Chun Yin 陳俊彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | RE | 9 | 25 July 2022 | 31 December 2023 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 09 August 2019 | 30 April 2022 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 09 August 2019 | 30 April 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 August 2019 | 30 April 2022 |
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 29 May 2019 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 29 May 2019 |
| UBS Securities Asia Limited | RE | 2 | 28 August 2015 | 29 May 2019 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 28 August 2015 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 28 August 2015 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 1 | 28 August 2013 | 29 May 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 14 June 2013 | 16 August 2013 |