SFC licenceholder BBK468 CHAN Chun Yin 陳俊彥

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 09 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 09 August 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 August 2019
UBS Securities Hong Kong Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 December 2016 29 May 2019
UBS Securities Asia Limited RE [2] (Dealing in Futures Contracts) 28 August 2015 29 May 2019
UBS Securities Hong Kong Limited RE [1] (Dealing in Securities) 28 August 2015 18 December 2016
UBS Derivatives Hong Kong Limited RE [2] (Dealing in Futures Contracts) 28 August 2015 18 December 2016
UBS Securities Asia Limited RE [1] (Dealing in Securities) 28 August 2013 29 May 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE [4] (Advising on Securities) 14 June 2013 16 August 2013