SFC Licences of LEE Yun Cheng 李允正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harbour Corporate Finance Limited 港灣企業融資有限公司 | RO | 6 | 11 September 2017 | 31 March 2022 |
Harbour Corporate Finance Limited 港灣企業融資有限公司 | RO | 1 | 11 September 2017 | 21 April 2020 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 6 | 04 October 2016 | 20 April 2017 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 1 | 04 October 2016 | 20 April 2017 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 4 | 13 June 2013 | 20 April 2017 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 13 June 2013 | 04 October 2016 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 13 June 2013 | 04 October 2016 |