SFC Licences of LEE Yun Cheng 李允正

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harbour Corporate Finance Limited 港灣企業融資有限公司 RO 6 11 September 2017 31 March 2022
Harbour Corporate Finance Limited 港灣企業融資有限公司 RO 1 11 September 2017 21 April 2020
KGI Capital Asia Limited 凱基金融亞洲有限公司 RO 6 04 October 2016 20 April 2017
KGI Capital Asia Limited 凱基金融亞洲有限公司 RO 1 04 October 2016 20 April 2017
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 4 13 June 2013 20 April 2017
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 13 June 2013 04 October 2016
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 1 13 June 2013 04 October 2016