SFC Licences of LAM Mun Yiu 林滿堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 03 July 2019 | 07 August 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 03 July 2019 | 07 August 2019 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 | RE | 3 | 24 November 2015 | 01 July 2016 |
| City Credit Capital (HK) Limited (trading as CIX Markets) | RE | 3 | 12 September 2014 | 06 November 2015 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 02 July 2013 | 14 December 2013 |