SFC Licences of TSE Kwong Yuen 謝光遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 31 March 2016 | 04 August 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 31 March 2016 | 04 August 2018 |
| Moody's Investors Service Hong Kong Limited | RE | 10 | 08 July 2013 | 26 July 2013 |