SFC Licences of CHENG Kai Him 鄭棨謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 26 July 2021 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 26 July 2021 | |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 26 July 2021 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 July 2021 | |
Macquarie Asia Securities Limited | RE | 4 | 30 September 2020 | 26 April 2021 |
Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 26 April 2021 |
Merrill Lynch Far East Limited | RE | 2 | 29 July 2013 | 28 November 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 July 2013 | 28 November 2019 |
Merrill Lynch Far East Limited | RE | 1 | 29 July 2013 | 28 November 2019 |