SFC Licences of TAKEUCHI Miki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 08 January 2024 | |
| OTCex Hong Kong Limited | RE | 2 | 04 February 2019 | 30 September 2021 |
| OTCex Hong Kong Limited | RE | 1 | 24 August 2015 | 30 September 2021 |
| GFI (HK) Securities L.L.C. | RE | 7 | 20 August 2014 | 31 July 2015 |
| GFI (HK) Securities L.L.C. | RE | 1 | 20 August 2014 | 31 July 2015 |
| GFI (HK) Securities L.L.C. | RE | 7 | 27 September 2013 | 28 April 2014 |
| GFI (HK) Securities L.L.C. | RE | 1 | 27 September 2013 | 28 April 2014 |