SFC Licences of JOSEPH Julie Helene
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 25 August 2021 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 August 2021 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 23 July 2013 | 12 April 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 23 July 2013 | 12 April 2021 |