SFC Licences of TSANG Fan Chun 曾繁珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 15 October 2018 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 07 October 2016 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 1 | 07 October 2016 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 18 September 2015 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 November 2013 | 07 October 2016 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 09 August 2013 | 07 October 2016 |