SFC Licences of TSAI Yu-ching 蔡幼青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 03 June 2014 | 18 April 2015 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 11 March 2014 | 18 April 2015 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 11 March 2014 | 18 April 2015 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 29 July 2013 | 02 August 2013 |
Open Asset Management Limited 開盤資産管理有限公司 | RE | 9 | 29 July 2013 | 02 August 2013 |