SFC Licences of NASH Stephen J
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 6 | 08 October 2013 | 08 April 2014 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 4 | 08 October 2013 | 08 April 2014 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 1 | 08 October 2013 | 08 April 2014 |