SFC Licences of SHUM Yin Sheung 岑燕嫦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Heavenly Wealth Management Limited 天道理財有限公司 | RO | 9 | 29 June 2017 | |
| Heavenly Wealth Management Limited 天道理財有限公司 | RO | 4 | 29 June 2017 | |
| Heavenly Wealth Management Limited 天道理財有限公司 | RO | 1 | 29 June 2017 | |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 9 | 30 July 2013 | 26 June 2017 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 4 | 30 July 2013 | 26 June 2017 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 1 | 30 July 2013 | 26 June 2017 |