SFC Licences of CHAN Ka Kui 陳嘉駒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 9 | 29 March 2022 | 30 August 2022 |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 4 | 22 July 2021 | 30 August 2022 |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 1 | 22 July 2021 | 30 August 2022 |
| North Beta International Securities Limited 北拓國際證券有限公司 | RO | 4 | 12 October 2020 | 17 May 2021 |
| North Beta International Securities Limited 北拓國際證券有限公司 | RO | 1 | 12 October 2020 | 17 May 2021 |
| North Beta International Securities Limited 北拓國際證券有限公司 | RE | 4 | 25 July 2019 | 12 October 2020 |
| North Beta International Securities Limited 北拓國際證券有限公司 | RE | 1 | 05 July 2019 | 12 October 2020 |
| Arta Global Futures Limited 裕承環球期貨有限公司 | RE | 2 | 13 December 2018 | 31 May 2019 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 17 July 2017 | 31 May 2019 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 06 August 2013 | 07 July 2017 |