SFC Licences of GUAN Tingbin 關廷斌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 31 March 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 31 March 2022
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 9 19 November 2020 23 November 2021
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 4 19 November 2020 23 November 2021
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 9 07 March 2017 15 November 2020
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 4 07 March 2017 15 November 2020
Chaos International Financial Limited 混沌天成國際有限公司 RE 2 05 September 2016 23 February 2017
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 5 04 March 2016 29 July 2016
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 04 March 2016 29 July 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 04 March 2016 29 July 2016
China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 RE 5 17 December 2015 05 February 2016
China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 RE 2 23 August 2013 05 February 2016