SFC Licences of CHENG Yuan 程源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pinpoint Asset Management Limited 保銀資產管理有限公司 | RE | 9 | 31 October 2019 | 11 December 2020 |
| WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 | RE | 9 | 21 December 2017 | 30 September 2019 |
| Liquid Capital Markets Hong Kong Limited | RE | 2 | 05 August 2013 | 07 August 2017 |
| Liquid Capital Markets Hong Kong Limited | RE | 1 | 05 August 2013 | 12 May 2014 |