SFC Licences of KAM Kwan Kin 甘堃健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Spring Securities Limited 泉湧證券有限公司 | RO | 1 | 27 February 2023 | |
| Spring Securities Limited 泉湧證券有限公司 | RE | 1 | 20 December 2022 | 27 February 2023 |
| Rich Bay Securities Limited 富利證券有限公司 | RE | 2 | 06 July 2022 | 09 December 2022 |
| Rich Bay Securities Limited 富利證券有限公司 | RE | 1 | 06 July 2022 | 09 December 2022 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 | RE | 2 | 15 November 2018 | 27 June 2022 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 | RE | 1 | 15 November 2018 | 27 June 2022 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 2 | 18 October 2017 | 25 October 2018 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 08 June 2017 | 25 October 2018 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 06 September 2013 | 13 May 2017 |