SFC Licences of DUAN Xinyu 段欣宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RE | 4 | 06 July 2015 | 14 July 2017 |
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 06 July 2015 | 14 July 2017 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 12 August 2013 | 05 June 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 12 August 2013 | 05 June 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 12 August 2013 | 05 June 2015 |