SFC Licences of JONES Nicholas Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 January 2019 | |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 01 March 2017 | 20 April 2018 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 19 August 2013 | 27 November 2016 |